BNY 10-K & 10-Q changes, risk factors and insider trading
Bank of New York Mellon Corp (also BNY-PK) · NYSE · State Commercial Banks · CIK 1390777 · All filings on SEC.gov
At a glance
What changed in the latest 10-K
Risk Factors
The information required by this Item is set forth in the Annual Report under “MD&A – Risk Factors,” which portion is incorporated herein by reference.
No wording changes found in this section.
Full comparison: every changed paragraph (0)
Management's Discussion & Analysis (MD&A)
The information required by this Item is set forth in the MD&A and Notes 5, 11, 13, 18, 21 and 22 of the Notes to Consolidated Financial Statements in the Annual Report, which portions are incorporated herein by reference.
Largest changes
The information required by this Item is set forth in the MD&A and Notessee in full comparison3,5,6,11,12,13,14,18,19, 2221 and2322 of the Notes to Consolidated Financial Statements in the Annual Report, which portions are incorporated herein by reference.
Full comparison: every changed paragraph (1)
The information required by this Item is set forth in the MD&A and Notes 3,5, 6,11, 12,13, 14,18, 19, 2221 and 2322 of the Notes to Consolidated Financial Statements in the Annual Report, which portions are incorporated herein by reference.
What changed in the latest 10-Q
Risk Factors
We could not find a separate Risk Factors item in the latest 10-Q. Some companies leave it out of quarterly reports; see the annual 10-K risk factors and the original filing. Open the filing on SEC.gov.
Management's Discussion & Analysis (MD&A)
Not available: the section could not be located automatically in both filings (non-standard layout or incorporated by reference). See the original filing. Open the filing on SEC.gov.
BNY insider buying and selling (Form 4)
Since 2026-04-11, insiders reported open-market purchases in 0 Form 4 filings and open-market sales in 7 filings (6 insiders, 4 trade dates, 86,931 shares, about $12.6M; 2 of these filings say the sales were made under a Rule 10b5-1 trading plan). Net open-market shares: -86,931 (purchases minus sales); net value about -$12.6M.Totals add up every open-market (code P and S) line in those filings, using the prices reported in the filings. Awards, option exercises, tax withholding and gifts are listed below but not counted.
| Trade date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| 2026-10-01 | Robinson Elizabeth |
Grant/award | 74 | $143.92 | $10.6K |
| 2026-10-01 | O'connor Sandra |
Grant/award | 191 | $143.92 | $27.5K |
| 2026-10-01 | Goldstein Jeffrey A |
Grant/award | 287 | $143.92 | $41.2K |
| 2026-10-01 | Echevarria Joseph |
Grant/award | 625 | $143.92 | $90.0K |
| 2026-09-28 | Minaya Jose |
Open-market sale |
22 | $149.87 | $3.3K |
| 2026-09-28 | Minaya Jose |
Open-market sale |
1,843 | $148.34 | $273.4K |
| 2026-09-28 | Minaya Jose |
Open-market sale |
1,655 | $149.27 | $247.0K |
| 2026-08-27 | Minaya Jose |
Open-market sale |
2,590 | $162.45 | $420.7K |
| 2026-08-27 | Minaya Jose |
Open-market sale |
930 | $163.17 | $151.7K |
| 2026-08-05 | Mccarthy J Kevin |
Gift | 249 | — | — |
| 2026-07-29 | Mcdonogh Dermot |
Open-market sale | 9,000 | $153.78 | $1.4M |
| 2026-07-29 | Mcdonogh Dermot |
Open-market sale | 5,297 | $154.90 | $820.5K |
| 2026-07-29 | Mcdonogh Dermot |
Gift | 31,800 | — | — |
| 2026-07-29 | Mcdonogh Dermot |
Open-market sale | 7,200 | $156.68 | $1.1M |
| 2026-07-29 | Mcdonogh Dermot |
Open-market sale | 10,303 | $155.76 | $1.6M |
| 2026-07-29 | Mcdonogh Dermot |
Gift | 31,800 | — | — |
| 2026-07-16 | Vince Robin A. |
Other | 24,833 | $161.08 | $4.0M |
| 2026-07-16 | Vince Robin A. |
Other | 24,833 | $161.08 | $4.0M |
| 2026-07-01 | O'connor Sandra |
Grant/award | 188 | $146.02 | $27.5K |
| 2026-07-01 | Robinson Elizabeth |
Grant/award | 73 | $146.02 | $10.6K |
| 2026-07-01 | Goldstein Jeffrey A |
Grant/award | 282 | $146.02 | $41.3K |
| 2026-07-01 | Echevarria Joseph |
Grant/award | 616 | $146.02 | $90.0K |
| 2026-04-17 | Perez Alejandro |
Open-market sale | 12,504 | $137.01 | $1.7M |
| 2026-04-17 | Perez Alejandro |
Gift | 1,000 | — | — |
| 2026-04-17 | Kurimsky Kurtis R. |
Open-market sale | 5,290 | $136.02 | $719.5K |
| 2026-04-17 | Mccarthy J Kevin |
Open-market sale | 30,000 | $136.50 | $4.1M |
| 2026-04-17 | Hobbs Shannon Marie |
Open-market sale | 297 | $137.05 | $40.7K |
Well-known investors holding BNY (13F)
| Investor | Quarter | Shares | Reported value | % of their 13F | Change vs prior quarter |
|---|---|---|---|---|---|
| Dodge & Cox | 2026-06-30 | 16,608,370 | $2.4B | 1.26% | Reduced 29% |
| Davis Selected Advisers (Chris Davis) | 2026-06-30 | 366,448 | $53.0M | 0.23% | Reduced 30% |
| Tweedy, Browne | 2026-06-30 | 102,246 | $14.8M | 1.12% | Reduced 6% |
| Yacktman Asset Management | 2026-06-30 | 64,400 | $9.3M | 0.12% | Reduced 82% |